click here to go to the SIFMA website Professional Ethics Workshop

Fixed Income Legal and Compliance Conference

June 13, 2007
The Pierre Hotel
New York City

Regional Dealer Fixed Income Legal & Compliance Roundtable

June 12, 2007
4:30 - 6:30 PM Roundtable
6:30 PM Dinner
Global Financial Markets Conference Center
New York City

Welcome

Join your colleagues for this half-day workshop devoted to ethics issues confronting lawyers in the financial services industry. Program details will be announced shortly. Please visit this site for updates.

 

Time:

2:00 - 4:00 PM

Location:    

Global Financial Markets Conference Center
360 Madison Ave., 17th Floor
New York, NY

New York CLE Credit Available    CLE credits   2 Ethics Credits under New York CLE

 

Registration

Registration Fees

Members: $395

Non-Members: $595

Credit Cards

Registration fees include admission to all business sessions, meeting materials, and meal functions.
All fees must be paid in advance.

Refund Policy: The Association will issue refunds, each subject to a $75 service charge, on cancellations received in writing on or before Tuesday, May 29, 2007. No refunds will be issued on cancellations after this date. Substitutes are welcome at any time.

If you have any questions, please contact Tricia Abate at 646.637.9294.