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Professional Ethics WorkshopJune 12, 2007 Regional Dealer Fixed Income Legal & Compliance RoundtableJune 12, 2007 For more information, contact Mike Nicholas at mnicholas@sifma.org or 202.434.8433. Contact InformationFor further information about the program, please contact: Lynnette Hotchkiss For exhibition & sponsorship information, contact: For general questions or registration information please contact: Tricia Abate |
Media Partners
BrokerDealer Week is the source for regulatory news and compliance best practices. Activate BD Week's Electronic Access to search past issues and articles by topic, print current or archived issues. See what CCOs are talking about when you join the message board. Enroll in the FREE BD Week online discussion forum. Check out our BD Week Conferences. BD Week invites you to subscribe online at www.bdweek.com. For more information please call 800. 929.4824 ext. 231.
Compliance Reporter is the only news-breaking source that exclusively covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions from entities such as the National Association of Securities Dealers, the Securities and Exchange Commission, the U.S. Court of Appeals and state regulatory agencies. For a free trial go to www.compliancereporter.com. For more information please call 800.715.9195.
Credit Investment News is the source for breaking news and strategies in the bond and loan markets. You'll get coverage of the most important aspects of the credit market including investment-grade and high-yield bonds, distressed debt, senior secured bank debt and crossover credits. Regular features include: Borrowing Strategies that focus on the plans of treasurers and CFOs. Investment Strategies exploring portfolio managers positions and plans. Q& A columns with a prominent market participant portfolio managers, traders, distressed investors, heads of sales desks, etc. Manager Searches including high yield mandates, manager searches for distressed debt and CDOs. Learning Curves in-depth, yet easy-to-read analysis of a complex structure or market practice. Yield Curve and Leveraged Loan Spreads and Trading Data.
International Financial Law Review briefs you on trends and developments in financial law and market practice. Now with twice as many articles, in dedicated practice sections for M&A, capital markets, financial services, project finance and banking, as well as a section on who is winning the work on deals and why. Subscribers to IFLR receive 12 issues a year plus online archive plus weekly and monthly email updates. From London, Hong Kong and New York, IFLR reports and predicts the legal issues and opinions affecting the international financial community - your business community. For more information please visit www.iflr.com.
Essential reading for risk and compliance professionals
OpRisk & Compliance is a monthly magazine that provides its readers with the latest news, analysis, commentary and technical features on operational risk and compliance. Published in print and online, OpRisk & Compliance helps key decision-makers within financial services firms understand the changing global regulatory landscape. The magazine covers a range of global regulatory topics including Basel II, business continuity, corporate governance/Sarbanes-Oxley and information about the latest technology solutions. Receive two sample issues by signing up for a free trial today at www.opriskandcompliance.com. Each week, Securities Industry News provides readers with unparalleled insight into the technological, operational and regulatory infrastructure driving the securities business. By reporting on the key events, issues and trends facing buy and sell-side users of technology, processing and execution services, Securities Industry News defines "What Makes Markets." Securities Industry News delivers the most comprehensive mix of news, analysis, features and perspectives designed to encapsulate the most up-to-date industry agenda as it evolves from week to week. Securities Industry News focuses on issues such as Automated Trading, Clearing & Settlement, Exchanges, Market Structure, Regulations & Compliance, Straight-Through Processing, Technology & Telecommunications. For more information please visit www.securitiesindustry.com. Since 1967, Traders Magazine has been the leading publication of the institutional equities trading community. Written for professional buy side and sell side traders, heads of trading, managing directors, VPs, Presidents and CEOs, Traders Magazine aptly informs key personnel about the evolving market structure and technology, offering the vital insights and business information they require to make sound strategic and purchasing decisions. Only Traders Magazine taps into all the issues of interest and importance to the trading community, from developments in market making, technology, and more. Traders Magazine is recognized as an involved community member, from a side-by-side participant at many industry functions to a solid strategic partner in formulating marketing programs. Readers see the magazine, and everything in it, from a unique, enhanced perspective. Traders Magazine provides timely, well-written, and unbiased editorial, which makes it the publication of choice for the equity trading community. Traders Magazine is a constant in an ever-changing industry. For more information please visit www.tradersmagazine.com. |