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Professional Ethics WorkshopJune 12, 2007 Regional Dealer Fixed Income Legal & Compliance RoundtableJune 12, 2007 For more information, contact Mike Nicholas at mnicholas@sifma.org or 202.434.8433. |
WelcomeSIFMA’s 12th Annual Fixed Income Legal & Compliance Conference will address the changing legal, regulatory and business issues facing the industry. Register today to learn the latest on how these changes are impacting your business. This is a must-attend for compliance officers and managers, attorneys, general counsels, chief administrative officers, risk officers, credit officers, heads of regulatory and policy departments and fixed income traders. If you are responsible for compliance or legal issues within your firm or interested in learning more on these topics, make it your priority to attend. Click here for full program details and registration. New York CLE Credit Available Who Should Attend:This event will be of particular interest to compliance officers and managers, chief administrative officers, attorneys, general counsel, risk officers, credit officers and heads of regulatory and policy departments. Topics Include:
RegistrationRegistration Fees Members: $995 Non-Members: $1,195 Regulators and Nonprofit Associations: $595 Discount for Multiple Registrations
Registration fees include admission to all business sessions, meeting materials, and meal functions. Refund Policy: The Association will issue refunds, each subject to a $75 service charge, on cancellations received in writing on or before Wednesday, May 30, 2007. No refunds will be issued on cancellations after this date. Substitutes are welcome at any time. If you have any questions, please contact Tricia Abate at 646.637.9294. |
