Standard Agreements
published: 1-Oct-03 The Association has published a Trade Assignment Agreement, which may be utilized to assign an outright securities transaction, or the back-leg of a repo transaction.
published: 1-Jan-02 Master Agreement (pdf)
Guidance Notes (pdf)
published: 16-Jun-03 Cross-Product Master Agreement, Cross-Affiliate Version 2 and 2000 Cross-Product Master Agreement. Agreements, Guidance Notes, Legal Memoranda and Opinions.
published: 1-Aug-89 Master OTC Options Agreement, 2000 Version (pdf)
Guidance Notes (pdf)
published: 13-Jun-03 Cross-Product Master Agreement, Cross-Affiliate Version 2 (pdf)
Guidance Notes to CPMA2 (pdf)
published: 16-Feb-00 Cross-Product Master Agreement, February 16, 2000
Cross-Product Master Agreement Guidance Notes(pdf), February 16, 2000. Note: if you have difficulty printing this document, send it to your printer a few pages at a time.
| Guidelines, Procedures, Documentationpublished: 16-Jan-07 Exposure Draft of Revised Guidelines on Delivery of Offering Materials Relating to Securities of Government Sponsored Enterprises (pdf)
published: 16-Sep-03 A model form of a written instruction that can be used by dealers to authorize their clearing bank to provide certain transaction related information relating to fails in the Ten-Year Treasury Note to FICC.
published: 27-Jan-03 The Guidelines, Appendices A, B and C, and frequently asked questions.
published: 10-Jul-02 A guide for the dealer's agreements or contractual obligations with the GSEs.
published: 1-Jun-01 STRIPS Liquidity Paper
published: 31-Jan-01 Practice guidelines designed to establish certain market conventions for "when issued" (WI) trading in coupon securities issued by government sponsored enterprises through a competitive bid auction process (pdf)
published: 8-Oct-99 In December 2000 the Association published an exposure draft of standardized documentation and guidance notes to facilitate debt prime brokerage transactions.
published: 6-Feb-99 Principles and Practices for Wholesale Financial Market Transactions.
published: 17-Nov-97 The Primary Dealers Executive Committee of the Association has elected to revise the Government Securities Trading Securities Practice Guideline regarding when the cash government markets should go "subject." The revised guideline recommends that cash government markets should go "subject" only for discount rate changes, significant Fed Open Market Operations, and any other major event that is anticipated to have a significant effect on the government securities markets. The most notable change from the existing recommendation is that the cash market should stay "live" for Fed coupon passes and Fed bill passes.
published: 18-Dec-96 Trading Practice Guidelines for Treasury's Inflation-Indexed Securities (pdf)
published: 1-Nov-94 Buy-In Procedures for Government Securities (pdf)
published: 1-Sep-93 Guidelines on Delivery of Offering Materials Relating to Securities of Government Sponsored Enterprises (pdf)
published: 19-May-04 The final version of the Guiding Principles to Promote the Integrity of Fixed-Income Research .
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